As Filed with the Securities and Exchange Commission on January 5, 2016
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
CLEAN ENERGY FUELS CORP.
(Exact name of registrant as specified in its charter)
Delaware |
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33-0968580 |
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4675 MacArthur Court, Suite 800 |
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92660 |
AMENDED & RESTATED 2006 EQUITY INCENTIVE PLAN
(Full title of the plan)
Andrew J. Littlefair
President and Chief Executive Officer
Clean Energy Fuels Corp.
4675 MacArthur Court, Suite 800
Newport Beach, California 92660
(Name and Address of Agent For Service)
(949) 437-1000
(Telephone number, including area code, of agent for service)
Copy to:
J. Nathan Jensen, Esq.
Vice President & General Counsel
Clean Energy Fuels Corp.
4675 MacArthur Court, Suite 800
Newport Beach, California 92660
Telephone: (949) 437-1000
Fax: (949) 437-424-8285
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer, and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check one):
Large Accelerated filer o |
Accelerated filer x |
Non-accelerated filer o |
Smaller reporting company o |
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(Do not check if a smaller |
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CALCULATION OF REGISTRATION FEE
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Title of Securities to be |
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Amount to be |
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Proposed |
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Proposed Maximum |
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Amount of |
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Common Stock, par value $0.0001 per share |
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1,000,000 shares |
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$ |
3.52 |
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3,520,000 |
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$ |
354.46 |
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(1) In accordance with Rule 416 under the Securities Act of 1933, as amended (the Securities Act), this Registration Statement shall cover any additional securities that may from time to time be offered or issued under the adjustment provisions of the Clean Energy Fuels Corp. Amended and Restated 2006 Equity Incentive Plan to prevent dilution resulting from stock splits, stock dividends or similar transactions.
(2) Estimated solely for the purpose of calculating the registration fee in accordance with Rules 457(c) and (h) promulgated under the Securities Act, based upon the average of the high and low prices of the registrants common stock as reported on the Nasdaq Global Market on January 4, 2016.
REGISTRATION OF ADDITIONAL SECURITIES
PURSUANT TO GENERAL INSTRUCTION E
Pursuant to General Instruction E to Form S-8 under the Securities Act, this Registration Statement is filed for the purpose of registering 1,000,000 additional shares of the registrants common stock available for issuance pursuant to the annual automatic increase provisions of the Clean Energy Fuels Corp. Amended and Restated 2006 Equity Incentive Plan, which are the same class as those securities previously registered on effective Registration Statements on Form S-8 filed with the Securities and Exchange Commission on August 14, 2007 (File No. 333-145434), April 18, 2008 (File No. 333-150331), January 16, 2009 (File No. 333-156776), June 5, 2009 (File No. 333-159799), January 12, 2010 (File No. 333-164301), January 7, 2011 (File No. 333-171597), June 17, 2011 (File No. 333-174989), January 4, 2012 (File No. 333-178877), February 15, 2013 (File No. 333-186705), January 9, 2014 (File No. 333-193243), and January 6, 2015 (File No. 333-201379), and the contents of those Registration Statements, as amended or as modified or superseded pursuant to Rule 412 under the Securities Act, are incorporated by reference into this Registration Statement.
PART II
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 8. Exhibits.
See Index to Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Newport Beach, State of California, on January 5, 2016.
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CLEAN ENERGY FUELS CORP. | |
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By: |
/s/ Andrew J. Littlefair |
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Andrew J. Littlefair |
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President and Chief Executive Officer |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Andrew J. Littlefair and Robert M. Vreeland, jointly and severally, the undersigneds true and lawful attorney-in-fact and agent, each with full power of substitution and resubstitution, for the undersigned and in his or her name, place and stead, in any and all capacities (including the undersigneds capacity as a director and/or officer of Clean Energy Fuels Corp.), to sign any or all amendments (including post-effective amendments) to this registration statement and any other registration statement for the same offering, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that each of said attorneys-in-fact and agent, or his or her substitute, acting alone, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed by the following persons in the capacities and on the date indicated
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Title |
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Date |
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/s/ Andrew J. Littlefair |
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President, Chief Executive Officer (Principal Executive Officer) and a Director |
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January 5, 2016 |
Andrew J. Littlefair |
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/s/ Robert M. Vreeland |
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Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
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January 5, 2016 |
Robert M. Vreeland |
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/s/ Warren I. Mitchell |
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Chairman of the Board and Director |
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January 5, 2016 |
Warren I. Mitchell |
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/s/ John S. Herrington |
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Director |
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January 5, 2016 |
John S. Herrington |
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/s/ James C. Miller III |
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Director |
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January 5, 2016 |
James C. Miller III |
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/s/ James E. OConnor |
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Director |
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January 5, 2016 |
James E. OConnor |
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/s/ Boone Pickens |
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Director |
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January 5, 2016 |
Boone Pickens |
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/s/ Stephen A. Scully |
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Director |
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January 5, 2016 |
Stephen A. Scully |
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/s/ Kenneth M. Socha |
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Director |
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January 5, 2016 |
Kenneth M. Socha |
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/s/ Vincent C. Taormina |
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Director |
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January 5, 2016 |
Vincent C. Taormina |
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INDEX TO EXHIBITS
The following documents are filed as exhibits to this Registration Statement:
Exhibit |
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Description |
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5.1 |
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Opinion of Morrison & Foerster LLP |
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23.1 |
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Consent of Independent Registered Public Accounting Firm, KPMG LLP |
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23.2 |
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Consent of Morrison & Foerster LLP (included in Exhibit 5.1) |
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24.1 |
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Power of Attorney (See Signature Page) |
Exhibit 5.1
12531 HIGH BLUFF DRIVE TELEPHONE: 858.720.5100
WWW.MOFO.COM |
MORRISON FOERSTER LLP BEIJING, BERLIN, BRUSSELS, DENVER, |
January 5, 2016
Clean Energy Fuels Corp.
4675 MacArthur Court, Suite 800
Newport Beach, CA 92660
Re: Clean Energy Fuels Corp. Amended and Restated 2006 Equity Incentive Plan
Ladies and Gentlemen:
At your request, we have examined the Registration Statement on Form S-8 (the Registration Statement) of Clean Energy Fuels Corp. (the Company) to be filed with the Securities and Exchange Commission in connection with the registration under the Securities Act of 1933, as amended, (the Securities Act), of an aggregate of 1,000,000 shares (the Shares) of the Companys common stock, $0.0001 par value (the Common Stock), which will be issuable under the Clean Energy Fuels Corp. Amended and Restated 2006 Equity Incentive Plan (the Plan).
We have examined the originals, or photostatic or certified copies, of such records of the Company and certificates of officers of the Company and of public officials and such other documents as we have deemed relevant and necessary as the basis for rendering the opinion set forth below. In our examination, we have assumed the genuineness of all signatures, the legal capacity and competency of all natural persons, the authenticity of all documents submitted to us as originals and the conformity to original documents of all documents submitted to us as copies.
For the purpose of the opinion rendered below, we have assumed that in connection with the issuance of the Shares under the Plan, the Company will receive consideration in an amount not less than the aggregate par value of the Shares covered by each such issuance.
Based upon the foregoing examination and in reliance thereon, and subject to the qualifications, assumptions and limitations stated herein and in reliance on the statements of fact contained in the documents that we have examined, we are of the opinion that the Shares, when issued and sold in accordance with the terms set forth in the Plan, will be legally issued, fully paid and non-assessable shares of Common Stock.
We consent to the use of this opinion as an exhibit to the Registration Statement. In giving such consent, we do not thereby admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act.
Very truly yours,
/s/ Morrison & Foerster LLP
Morrison & Foerster LLP
Exhibit 23.1
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
The Board of Directors
Clean Energy Fuels Corp.:
We consent to the use of our report dated February 26, 2015, with respect to the consolidated balance sheets of Clean Energy Fuels Corp. and subsidiaries as of December 31, 2013 and 2014, and the related consolidated statements of operations, comprehensive income (loss), stockholders equity, and cash flows for each of the years in the three-year period ended December 31, 2014, and the related financial statement schedule, and the effectiveness of internal control over financial reporting as of December 31, 2014, incorporated herein by reference.
/s/ KPMG LLP
Irvine, California
January 5, 2016